Advisors 401(k) NASD brokers alliance program

Use Advisors 401(k) to run your clients' 401(k) plans.
You can use the Advisors 401k system to handle your clients' plan administration quickly, easily and professionally!

We customize your copy of Advisors 401k to your administration needs, both in terms of the number and type of 401k plans you service. Customization features include investment choice listings, pertinent client information, loans, matching contributions and more.

You take care of each plan's administration -- with Advisors 401k doing the work using each of your client's custom information. On average, each 401k plan you service will take only 15 minutes a month to process.

About all your clients have to do is supply you with their monthly payroll and census data.

You act as liason between your clients and the investment companies they choose for their plans.

You earn ALL investment commissions generated by your clients' plans (we NEVER take a cut!)

You get all of Advisors 401(k)'s great automated and plan-specific features, so running your clients' plans is quick and efficient.

Advisors 401(k) Pro lets you give your clients quality services, such as MONTHLY plan compliance testing and MONTHLY participant account statements. These automated features take only seconds to complete with Advisors 401k !

Your clients receive a quality plan that has all the flexibility and per-company customization features of self-run Advisors 401k plans.

As a NASD-registered investment professional, you qualify to purchase Advisors 401(k) at a 10% discount!

* Release Date: 9/01/01

As a registered investment professional you purchase Advisors 401k at 10% off per plan, per year.

Advisors 401(k) is an annual system, with the software and companion materials updated each year in light of regulatory and related changes. Each plan pays...

A one-time, non-refundable, first-year-only setup fee of $495 per plan. No discounts are given on this fee.

An annual license renewal fee that is based on plan size. The plans you administrate receive a 10% discount on this fee EVERY YEAR.

PLAN SIZE
(in # of eligible employees)

STANDARD
ADVISORS 401(k) PRICING

Advisors 401(k) PRICING
WITH YOUR 10% DISCOUNT

1 $200 per year
$180.00 per year

2-4
$495 per year
$445.50 per year

5-15

$695 per year

$625.50 per year

16-25

$995 per year

$895.50 per year

26-50

$1,295 per year

$1,165.50 per year

51-75

$1,495 per year

$1,345.50 per year

76-100

$1,995 per year

$1,795.50 per year

101-125

$2,295 per year

$2,065.50 per year

126-150

$2,495 per year

$2,245.50 per year

151-175

$2,795 per year

$2,515.50 per year

176-200

$2,995 per year

$2,695.50 per year

201+

please call for quote

please call for quote

NASD Brokers Alliance Program order desk.

broker information...

Your name:

Your company:

Address:

City:

State:

Zip:

Phone:
-

Fax:
-

E-mail (optional):

Broker license number:

State Licenses:
In what states are you a licensed broker-dealer? (check all that apply)

all

Alabama Indiana Nebraska South Carolina

Alaska Iowa Nevada South Dakota

Arizona Kansas New Hampshire Tennessee

Arkansas Kentucky New Jersey Texas

California Louisiana New Mexico Utah

Colorado Maine New York Vermont

Connecticut Maryland North Carolina Virginia

Delaware Massachusetts North Dakota Washington

Florida Michigan Ohio West Virginia

Georgia Minnesota Oklahoma Wisconsin

Hawaii Mississippi Oregon Wyoming

Idaho Missouri Pennsylvania

Illinois Montana Rhode Island

mutual funds investments | Class A mutual funds | Class B mutual funds | Class C mutual funds